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HIV Medicine 2007 818 pages Download PDF, 3.7 MB Collaborators About Other Languages 2007 Portuguese Vietnamese 2005 Russian Spanisch 2003 Persian (Farsi) Copyright Removal Mailing List Privacy
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9. HIV Drug Resistance by Eva Wolf The development of resistant viral strains is one of the main reasons for failure of antiretroviral therapy. If there is resistance to several drug classes, the number of alternative treatment regimens is limited and the virological success of subsequent therapies, or so-called salvage regimens, may be short-lived. The rapid development of resistant variants is due to the high turnover of HIV - approximately 10 million new viral particles are produced every day (Perelson 1996) - and the exceptionally high error rate of HIV reverse transcriptase. This leads to a high mutation rate and constant production of new viral strains, even in the absence of treatment. In the presence of antiretroviral drugs, resistant strains are selected for as the dominant species (Drake 1993). Besides the basic principles concerning resistance testing and interpretation, this chapter focuses on the sequencing of the reverse transcriptase, the protease, the intergrase and the env gene and as well as on the respective resistance patterns that emerge with treatment. Most data are derived from patients with subtype B viruses (representing only 12 % of the worldwide HIV-infected population). However, by now, non-subtype B viruses have also been investigated for the development of resistance. Resistance pathways and patterns may differ in the various subtypes (Snoeck 2006).
Assays for resistance testing
There are two established assays for measuring resistance or sensitivity of HIV to specific
antiretroviral drugs - the genotypic and the phenotypic resistance tests (Wilson 2003). Both assays
are commercially available. Examples of commercially available genotypic resistance tests are: HIV-1
TrueGene™, Bayer Healthcare Diagnostics/Siemens Medical Solutions Diagnostics; or ViroSeq™, Celera
Diagnostics/Abbott Laboratories; both assays are approved by the FDA. Other genotypic resistance
assays such as virco™TYPE HIV-1, Virco, GenoSure (Plus), LabCorp, or GeneSeq, Monogram Biosciences
(formerly Virologic) are established in the laboratories of the respective manufacturers and are
used in clinical trials. Phenotypic resistance tests include: Antivirogram™, Virco; PhenoSense™,
Monogram Biosciences (formerly ViroLogic); and Phenoscript™, Viralliance.
Disadvantages of phenotypic testing include the lengthy procedure and high expense of the assay. The
cost of genotyping ranges from 350 to 500 Euro per sample, depending on the assay and laboratory
used. It is approximately twice as much for phenotyping.
The drawback with both methods is that a minimum amount of virus is necessary in order to perform
the test. A viral load below 500-1,000 copies/ml often does not allow any detection of resistance.
Phenotyping
Phenotypic resistance tests involve direct quantification of drug sensitivity. Viral replication is
measured in cell cultures under the selective pressure of increasing concentrations of
antiretroviral drugs and is compared to viral replication of wild-type virus.
Drug concentrations are expressed as IC50 values (50 % inhibitory concentration). The IC50 is the
concentration of drug required to inhibit viral replication by 50 %. The sensitivity of the virus is
expressed as the IC50 divided by the IC50 of a wild-type reference virus (fold-change value) and
compared to the so-called cut-off value. The cut-off value indicates by which factor the IC50 of an
HIV isolate can be increased in comparison to that of the wild type, whilst still being classified
as sensitive. Determination of the cut-off is crucial for the interpretation of the results!
Cut-off definitions
Three different cut-offs are currently used. The technical cut-off is a measure of the
methodological variability of the assay. The biological cut-off involves the inter-individual
variability of wild-type virus isolates from ART-naïve HIV patients..
The clinical cut-off indicates up to which levels of IC50 virological success can still be expected.
Both vircoType™ and PhenoSense™ reports have included lower and upper clinical cut-offs. The lower
clinical cut-off is the fold-change in IC50 which indicates a slightly reduced virological response.
A fold-change above the upper clinical cut-off indicates resistance, and a fold-change between the
two cut-offs indicates partial resistance.
Genotyping
Genotypic assays are based on the analysis of mutations associated with resistance. These are
determined primarily by the direct sequencing of the amplified HIV genome, but also by specific
hybridization techniques with wild-type or mutant oligonucleotides. Of intereset is the sequencing
of the pol region which encodes the viral enzymes protease, reverse transcriptase and integrase, and
the env region encoding the HIV envelope glycoprotein which is composed of gp41 and gp120 subunits.
Genotype tests only detect viral mutants comprising at least 20 to 30 % of the total population and
provide an indirect measurement of drug resistance. Mutations that are associated with reduced
sensitivity have been well described for most HIV drugs, but the high number of different resistance
patterns, which may also contain compensatory mutations, makes the determination of the degree of
resistance to particular drugs difficult.
The interpretation of genotypic resistance patterns is based on the correlation between genotype,
phenotype and virological response. Data is available from in vitro studies, clinical observations
and duplicate testing, in which genotypically localized mutations were investigated for phenotypic
resistance.
Ruled-based interpretation systems
For the phenotypic interpretation of genotypic mutation patterns, rule-based interpretation systems
are commonly available. Based on the literature and clinical outcomes, expert panels (e.g. the
French ANRS AC11 Resistance group or the HIV-GRADE group) have developed algorithms which are
adapted and re-evaluated annually or bi-annually.
Data-based interpretation systems and virtual phenotype
In contrast to the knowledge-based interpretation rules, data-based interpretation systems like
geno2pheno or vircoType™ use mathematical models to predict the phenotype and/or virological
response from a genotype. This approach is called "virtual" phenotype: a genotypic mutation pattern
is interpreted with the aid of a large database of samples of paired genotypic and phenotypic data.
Geno2pheno implements machine learning approaches such as decision trees and support vector machines
(Beerenwinkel 2003). The system learns from paired geno- and phenotypic information, identifies
principles and thus predicts phenotypic drug resistance for a given genotypic profile.
For the vircoType™ interpretation, genotypes matching the patient's virus are identified through a
database search. The IC50 results of each of the matching viruses are averaged, thus producing the
probable phenotype of the patient's virus. In the updated version of vircoType™, all mutations and
mutation pairs of the patient's virus that contribute to specific drug resistance according to the
new multiple linear regression modeling are identified. They are then included in the respective
linear regression model using the drug-specific resistance weight factors of the observed mutations
and mutation pairs. The outcome variable of the regression model is the predicted fold-change
comparing the IC50 of the patient's virus to the IC50 of the wild-type reference virus.
The vircoType™ interpretation is based on a multiple, linear regression model, which is applied to a
large database containing >45,000 matched geno- and phenotypes: The fold-change in IC50 is modeled
by a function involving all possible mutations and pairs of mutations. Interactions between single
mutations are considered by including the pairs of mutations. Linear regression analysis evaluates
drug-specific resistance weight factors for all mutations and pairs of mutations. Synergistic
effects of mutations are depicted with a positive weight factor, antagonistic or re-sensitizing
effects with a negative weight factor.
Some of the most important databases for resistance profiles and interpretational systems are
available free of charge on the following websites:
· Stanford-Database: http://hiv.net/link.php?id=24
· Los Alamos-Database: http://hiv.net/link.php?id=25
· geno2pheno: http://hiv.net/link.php?id=26
· HIV Genotypic Drug Resistance Interpretation - ANRS AC11:
http://hiv.net/link.php?id=138
· HIV-GRADE: http://www.hiv-grade.de/cms/grade/homepage.html
Some commercial suppliers of resistance tests also provide interpretation guidelines for their
systems (e.g. vircoType™ HIV-1, Virco or GuideLines© (TruGene™), Bayer HealthCare Diagnostics).
Ruled-based resistance interpretation systems
· HIV-GRADE: http://www.hiv-grade.de/cms/grade/homepage.html
· Stanford-Database: http://hiv.net/link.php?id=24
· HIV Genotypic Drug Resistance Interpretation - ANRS AC11:
http://hiv.net/link.php?id=138
· Los Alamos-Database: http://hiv.net/link.php?id=25
Data-driven resistance interpretation systems
· geno2pheno: http://hiv.net/link.php?id=26
Background
Within the nucleotide sequences of the HIV genome, a group of three nucleotides, called a codon,
defines a particular amino acid in the protein sequence. Resistance mutations are described using a
number, which shows the position of the relevant codon, and two letters: the letter preceding the
number corresponds to the amino acid specified by the codon at this position in the wild-type virus;
the letter after the number describes the amino acid that is produced from the mutated codon. M184V
indicates a mutation in codon 184 of the reverse transcriptase gene leading to a valine for
methionine substitution in the reverse transcriptase enzyme.
Mechanisms of resistance
Nucleoside and nucleotide reverse transcriptase inhibitors (NRTIs) are pro-drugs that only become
effective after being converted to triphosphates. Nucleotide analogs require only two instead of
three phosphorylation steps. Phosphorylated NRTIs compete with naturally occurring dNTPs
(deoxynucleotide triphosphates). The incorporation of a phosphorylated NRTI into the proviral DNA
blocks further elongation of the proviral DNA and leads to interruption of the chain.
There are two main biochemical mechanisms that lead to NRTI resistance (De Mendoza 2002). Sterical
inhibition is caused by mutations enabling the reverse transcriptase to recognize structural
differences between NRTIs and dNTPs. Incorporation of NRTIs is then prevented in favor of dNTPs
(e.g. in the presence of the mutations M184V, Q151M, L74V, or K65R; Naeger 2001, Clavel 2004).
Phosphorylysis via ATP (adenosine triphosphate) or pyrophosphate leads to the excision of the NRTIs
already incorporated in the growing DNA chain. This is the case with the following mutations: M41L,
D67N, K70R, L210W, T215Y and K219Q (Meyer 2000). Phosphorylysis leads to cross-resistance between
NRTIs, the degree of which may differ between substances (AZT, d4T > ABC > ddI > 3TC). Contrary to
the excision mutations, K65R leads to a decreased excision of all NRTIs when compared to the
wild-type, resulting in a greater stability once incorporated. For K65R, the combined effect of its
opposing mechanisms - on the one hand decreased incorporation and on the other, decreased excision -
results in a decreased susceptibility to most NRTIs but an increased susceptibility to AZT (White
2005).
Non-nucleoside RT inhibitors (NNRTIs) also inhibit the viral enzyme reverse transcriptase (RT).
NNRTIs are small molecules that bind to the hydrophobic pocket close to the catalytic domain of the
RT. Mutations at the NNRTI binding site reduce the affinity of the NNRTI to the RT and thus lead to
loss of antiviral activity of NNRTI and treatment failure.
Protease inhibitors (PIs) hinder the cleavage of viral precursor gag-pol-polyprotein by the enzyme
protease, thereby producing immature, non-infectious viral particles. PI resistance usually develops
slowly, as several mutations must first accumulate. This is also referred to as the genetic barrier.
For PIs, a distinction is made between major (or primary) and minor (or secondary) mutations.
Major mutations are responsible for phenotypic resistance. They are selected for early on in the
process of resistance to one drug, and are located within the active site of the target enzyme, the
HIV protease. They reduce the ability of the protease inhibitor to bind to the enzyme. Major or
primary mutations may also lead to a reduced activity of the protease.
Minor mutations (often referred to as secondary mutations) are located outside the active site and
usually occur after major mutations. Minor mutations can be particularly found at polymorphic sites
of non-B subtypes. Minor mutations can compensate for the reduction in viral fitness caused by major
mutations (Nijhuis 1999, Johnson 2006).
Table 1. Major and minor protease mutations
Major mutations
D30N, V32I, M46I/L/V, I47V/A, G48V/M, I50V/L, I54VM/L/T/A/S, L76V, V82A/T/F/T/L/S/M/C, I84V/A/C,
N88D/S/T/G, L90M
Minor mutations
L10IVFRY, V11I, L23I, L24IF, L33F/I, E35G, K43T, F53L/Y, Q58E, A71V/T/I, G73C/A/T/S, T74P, N83D,
L89V
(HIV Drug Resistance Database, Sequence Analyses Program, version 4.2.5, 2006-12-04;
http://hivdb.stanford.edu/pages/asi/releaseNotes/updates.html)
Entry inhibitors differ from NRTIs, NNRTIs and PIs, which block the replication of HIV in the
infected cell. Instead, entry inhibitors prevent HIV from entering its target cells. The first step
in cell entry occurs when the HIV envelope glycoprotein, gp120, binds to the CD4 receptor of the
target cell, leading to conformational changes in gp120 and thus enabling binding of .the V3 loop of
gp120 to the chemokine co-receptors, CCR5 or CXCR4.
Interactions between the two heptad repeat regions HR1 and HR2 within the transmembrane glycoprotein
subunit gp41 induce a conformational change in gp41, leading to insertion of the gp41 fusion peptide
into the target cell membrane, thereby enabling entry of the viral core into the target cell.
CCR5 co-receptor antagonists function by binding specifically to the CCR5 molecule which then is
unable to bind to the viral gp120 subunit. Thus, the conformational changes leading to insertion of
the gp41 fusion peptide are prevented and viral entry is stopped.
Fusion inhibitors prevent fusion of viral and cell membranes. T-20 (enfuvirtide), a synthetic
peptide consisting of 36 amino acids, mimics the C-terminal HR2 domain of gp41 and competitively
binds to HR1. Thus, interactions between HR1 and HR2 are blocked and the conformational change of
gp41 that is necessary for fusion of virions to host cells is inhibited. A single amino acid
substitution in gp41 can reduce the efficacy of T-20.
Transmission of resistant HIV strains
The prevalence of mutations already present in treatment-naïve patients differs among demographic
regions. High prevalences of more than 20 % were observed in big US cities with large populations of
homosexual men and a long period of access to antiretroviral treatment. Comparably high rates of
resistance transmission were observed in Madrid in the late nineties (Grant 2003, Wensing 2003, De
Mendoza 2003+2005a, Truong 2006).
In the German seroconverter study performed by the Robert Koch Institute transmission of (partially)
resistant virus was observed in 14 % of seroconverters between 1996 and 2005 (Kuecherer 2006). In
chronically infected patients the proportion with primary resistance was 11 % between 2001 and 2004
(RESINA study, Oette 2006).
In the European CATCH study - which later transferred into the European SPREAD study (Strategy to
Control Spread of HIV Drug Resistance) - the prevalence of primary resistance was 10.4 % in 2.208
newly diagnosed HIV patients between 1996 and 2002 (Wensing 2005). Whereas the proportion of NRTI
mutations decreased over time, the frequency of NNRTI resistance mutations increased. The frequency
of PI resistance remained relatively stable. Primary resistance was mainly observed in subtype B
infections (which represent 70% of all new diagnoses). However, an increase over time was also
observed in non-B subtypes.
Follow-up data from the years 2002 and 2003 are derived from the SPREAD study: 9.1 % of the 1,050
newly diagnosed HIV patients were infected with a virus carrying resistance mutations (Wensing
2006). In less than 1 % of patients resistance against two drug classes was observed.
Transmission rates of resistant virus are possibly underestimated in the different regions. Minority
viral populations below 20-30 % are not detected by standard sequencing techniques. Forty-nine virus
isolates of acute seroconverters were tested for the presence of L90M, K103N and M184V by
quantitative real-time polymerase chain reaction using specific oligonucleotides for the three key
resistance mutations. In 10 out of 49 patients these mutants were detected. In 5 of these 10
patients the detected population represented a minor viral quasi-species and was not detected by
direct sequencing (Metzner 2005).
Table 2. Prevalence of resistance prior to initiation of antiretroviral therapy (selection)
Author Region Period HIV Study
Population N Primary
Resistance
Wensing 2006 Europe (19 countries) 2002-03 Newly diagnosed 1050 9.1 %
Cane 2005 Great Britain 1996-2003 Chronically
infected 2357 14.2 %
Oette 2006 Germany (Nordrhein-Westfalia) 2001-2004 Chronically
infected 269 11.2 %
Kuecherer 2006 Germany 1996-2005 Seroconverters 827 14.1 %
De Mendoza 2005 Spain 1997-2004 Seroconverters 198 12.1 %
Little 2002 USA
(10 North American cities) 1995-2000 Seroconverters 377 22.7 %
Truong 2006 San Francisco 2004 Newly diagnosed 129 13.2 %
Jayaraman 2006 Canada 1999-2003 Newly diagnosed 768 10.2 %
Transmitted primary resistance can persist for a long time (Pao 2004). In a Spanish seroconverters
study, 10 patients with primary resistance mutations like T215Y, T215N/S/C, M41L, L74V, I54V,
V82S/A, or L90M were followed over a median time of 41 months. In only three of 10 cases (partial)
reversion (of T215Y) was observed: T215Y revertants (T215S) were detected in two patients, and
wild-type virus was detected in one patient after 7 years (De Mendoza 2005b). In an observation of
our own patients, transmitted resistance mutations persisted for more than four years (Table 3).
Transmitted resistance mutations can limit further treatment options and reduce treatment response
rates (Harzic 2002, Little 2002, Riva 2002, Hanna 2001). However, on careful consideration of any
pre-existing resistance, primary treatment success is often possible (Oette 2006).
In early 2005, a patient from New York caused a sensation. He was infected with a multi-drug
resistant virus harboring 7 relevant NRTI mutations, 2 NNRTI mutations and 12 PI mutations. After 4
to 20 months (the exact time of infection is unknown), the patient's CD4 count had decreased to 80
cells/µl. The replication capacity of this resistant virus was comparable to that of wild-type
virus. Only two available antivirals, T-20 and efavirenz were still active. Even though the
transmission of multi-drug resistant virus and rapid clinical progression are rare events, this case
report demonstrates the possible clinical consequences of primary drug resistance (Markowitz 2005).
Table 3. Persistance of resistance mutations in a patient infected with multi-drug resistant virus
(last negative HIV test in 1997, newly diagnosed 06/2000).
Index person Patient
02/2000 03/2001 01/2002 01/2003 07/2004
NRTI
M41L M41L M41L M41L
D67N D67N D67N D67N D67N D67N
K70R K70R
V75M V75M V75M V75M
M184V M184V
L210W L210W
T215F T215F T215F
K219Q K219Q K219Q K219Q K219Q K219Q
NNRTI
G190A G190A G190A G190A G190A G190A
PI
M46I M46I M46I M46I M46I M46I
L63P L63P
A71V A71V A71V A71V A71V A71V
G73S G73S
I84V I84V I84V I84V I84V
L90M L90M L90M L90M L90M L90M
Clinical studies
The clinical relevance of resistance testing before changing therapy has been demonstrated in
several prospective, controlled studies such as Viradapt, CPCRA 046 or Havana (Durant 1999, Baxter
1999, Tural 2001). This is also true for phenotypic resistance testing (VIRA 3001; Cohen 2000).
Patients whose physicians had access to information about any existing mutations before the therapy
was changed usually had more significant decreases in the viral load than patients in whom treatment
was changed without knowledge of the resistance profile.
Since these studies, new NRTIs, as well as new NNRTIs and PIs with different resistances profiles
have been developed. The options after treatment failures improved and thereby the importance of
resistance testing increased. The clinical relevance of resistance testing after the approval of new
drug classes like integrase inhibitors or CCR5 antagonists remains to be proven.
Interpretation of genotypic resistance profiles
NRTIs
For several NRTIs, such as lamivudine, and for NNRTIs, a high degree of resistance can develop
following only a single mutation (Havlir 1996, Schuurman 1995). For this reason, such drugs should
only be used in highly effective regimens. However, the lamivudine-specific mutation, M184V, also
reduces viral replication capacity (often referred to as "reduced viral fitness") by 40-60 % (Sharma
1999, Miller 2003). After 52 weeks on lamivudine monotherapy, the viral load remained 0.5 logs below
the initial levels, despite early development of the M184V mutation (Eron 1995). When compared to
treatment interruptions, continuous monotherapy with 3TC delays virological and immunological
deterioration (Castagna 2006).
FTC (emtricitabine) has the same resistance pattern as 3TC. Treatment failure is associated with the
M184V mutation (van der Horst 2003).
Thymidine analog mutations, mostly referred to as "TAMs", include the mutations M41L, D67N, K70R,
L210W, T215Y and K219Q, which were initially observed on zidovudine therapy (Larder 1989). However,
these mutations can also be selected for by stavudine (Loveday 1999). Three or more TAMs are
associated with a relevant reduction in the sensitivity to stavudine (Calvez 2002, Lafeuillade
2003). The term "NAMs" (nucleoside analog mutations) is also used instead of TAMs, as these
mutations are associated with cross-resistance to all other nucleoside analogs, with the exception
of 3TC and FTC.
Viral mutants, isolated from patients in whom treatment on AZT, 3TC or abacavir has failed, usually
have a measurable phenotypic resistance. Two TAMs result in a 5.5-fold, three TAMs in a 29-fold and
four TAMs or more in a > 100-fold reduced sensitivity to zidovudine. The use of abacavir in cases
where there is a more than 7-fold reduction in sensitivity no longer promises success. This usually
requires at least 3 TAMs in addition to the M184V mutation (Harrigan 2000).
A score, which has been developed in the context of the Narval study (ANRS 088), seems to have a
good predictive value concerning virological response to abacavir. Virological response is poor if 5
mutations out of M41L, D67N, L74V, M184V, L210W, and T215Y/F are present (Brun-Vézinet 2003).
The virological response to ddI depends on the number of specific TAMs. In the Jaguar study, using
treatment-experienced patients, T215Y/F, M41L and L210W - to a lesser extent also D67N und K219Q -
were associated with a reduced efficacy (Marcelin 2005). The virological response was not dependent
on the presence of the mutations M184V and K70R.
Clinical data indicates that tenofovir is effective even in the presence of NAMs such as D67, K70R,
T215Y/F or K219Q/E. However, if three or more NAMs including either M41L or L210W, a reduced
virological response can be expected (Antinou 2003).
The lamivudine-associated mutation, M184V, as well as the L74V mutation, observed on didanosine
treatment, and the NNRTI-specific mutations, L100I and Y181C, may have an antagonistic effect on the
development of resistance (Vandamme 1999).
M184V induces re-sensitization to AZT, resulting in a 50-60 % reduction of IC50. Re-sensitization to
stavudine results in a 30 % reduction of IC50. However, re-sensitization is of clinical relevance
only if there are no more than three other AZT- or d4T-associated mutations present (Shafer 1995,
Underwood 2005). Phenotyping of 9,000 samples showed a more than 10-fold decreased susceptibility to
AZT in 79 % of samples if the mutations M41L, L210W and T215Y were detected. If the M184V mutation
was also present, only 52 % had a more than 10-fold decreased susceptibility to AZT (Larder 1999a).
The M184V mutation also increases the sensitivity to tenofovir (Miller 2001, Miller 2004a). In
contrast, the presence of M184V plus multiple NAMs or mutations at positions 65, 74 or 115 increased
the resistance to ddI and abacavir (Harrigan 2000, Shafer 2003).
So-called multi-drug resistance (MDR) to all nucleoside analogs - except lamivudine - is established
if one of the following combinations occurs: T69SSX, i.e. the T69S mutation plus an insertion of 2
amino acids (SS, SG or SA) between positions 69 and 70, plus an AZT-associated mutation or Q151M,
plus a further MDR mutation, e.g. V75I, F77L or F116Y (Masquelier 2001).
The MDR mutation, Q151M, alone leads to intermediate resistance to AZT, d4T, ddI and abacavir. It is
relatively uncommon with a prevalence of less than 5 %. In contrast Q151M does not lead to a marked
loss of activity towards tenofovir. Combination with the mutations at positions 75, 77, and 116
leads to high-grade resistance to AZT, ddI, d4T and abacavir and intermediate resistance to TDF
(Shafer 2003).
The T69S insertion induces an approximately 20-fold increase in the resistance to tenofovir (Miller
2001, Miller 2004a).
The insertion T69SSX together with the mutation M184V, as well as the mutation Q151M together with
M184V, leads to a 70 % reduction in the viral replication capacity (Miller 2003).
The L74V mutation emerges under ddI or abacavir and leads to a 2- to 5-fold increase in the
resistance to ddI (Winters 1997). The loss of efficacy by a factor of around 2-3 for abacavir is not
considered clinically relevant and requires further mutations (Tisdale 1997, Brun-Vézinet 2003).
L74V/I with or without M184V leads to a reduction in IC50 of about 70 %; phenotypic susceptibility
increases by a factor of 3 (Underwood 2005).
The K65R mutation can emerge while on tenofovir, abacavir or ddI and leads to an intermediate
resistance to tenofovir, abacavir, ddI, 3TC, FTC, and possibly d4T (Shafer 2003, Garcia-Lerma 2003).
There is no cross-resistance with AZT (Miller 2004b). In antiretroviral combinations containing AZT,
the incidence of the K65R mutation is lower. K65R emerges very rarely together with TAMs on the same
genome. K65R and TAMs represent two antagonistic resistance pathways. Genotypes harboring K65R and
L74V are also very unlikely (Wirden 2005). Since abacavir was mostly used as part of the combination
AZT+3TC+abacavir or in the presence of multiple TAMs, K65R was rare prior to the use of tenofovir.
Similar to large clinical trials using tenofovir within divergent (PI- or NNRTI-containing)
treatment regimens, the incidence of K65R stabilized at = 5 %. However, virological failure of
triple NRTI combinations such as Tenofovir+3TC+ABC or Tenofovir+3TC+ddI was often associated with
the development of K65R (Farthing 2003, Gallant 2003, Landman 2003, Jemsek 2004). The main reason
for the high failure rate seems to be the low genetic barrier of these regimens: the emergence of
K65R induces a loss of sensitivity to all three drugs.
K65R increases the sensitivity to AZT and induces a resensitization to zidovudine in the presence of
(few) TAMs. K65R alone increases sensitivity to AZT by a factor of 2, together with M184V/I by a
factor of 2.5 (White 2005, Underwood 2005).
Vice versa, TAMs reduce the K65R-associated resistance to TDF, abacavir and ddI (Parikh 2004).
As with M184V, the mutation K65R leads to a reduction in the viral replication capacity. This is not
the case with TAMs or L74V/I. The median replication capacities for viruses with M184V/I (n=792),
K65R (n=72) or L74V/I (n=15) alone were 68 % (P < 0.0001), 72 % (p < 0.0001) and 88 % (p=0.16),
respectively. With the exception of M184V, NAMs did not change the replication capacities of viruses
containing K65R or L74V/I (McColl 2005). If both mutations, K65R and M184V, were present, a
replication of only 29 % was observed (Miller 2003).
The V75T mutation, which is associated with an approximately 5-fold increase in the resistance to
d4T, ddI and ddC, is only rarely observed (Lacey 1994).
In large patient cohorts, quantitative measurements of sensitivity have shown that up to 29 % of
NRTI-experienced patients have a hypersusceptibility to NNRTIs (i.e. a reduction in the inhibitory
concentration by a factor of 0.3 - 0.6). A reduction in the AZT or 3TC sensitivity correlated with
an increased NNRTI susceptibility. Shulman et al. pheno- and genotyped 444 virus isolates from
NRTI-experienced patients. Mainly the reverse transcriptase mutations T215Y, H208Y and V118I were
predictive for efavirenz hypersusceptibility. A database analysis of pair wise geno- and phenotypes
showed NNRTI hypersusceptibility for TAMs and for non-thymidine analog-associated NAMs.
Hypersusceptibility for efavirenz was detected for 1-2 TAMs, multiple TAMs plus M184V and for
non-thymidine analog-associated NAMs such as K65R, T69X, M184V and in particular for K65R+M184V
(Whitcomb 2000, Shulman 2004, Coakley 2005a). However, these results have not influenced treatment
strategies so far.
NNRTIs
For NNRTIs two resistance pathways are described: K103N, V106M, and Y188L as well as L100I, V106A,
Y181C/I, G190S/A and M230L.
A single mutation can confer a high degree of resistance to one or more NNRTIs. In the presence of
K103N or Y188L further use of first generation NNRTIs is not recommended (Antinori 2002).
The relatively frequent K103N mutation leads to a 20- to 30-fold increase in resistance to all
available NNRTIs (Petropolus 2000). Further use of the approved first generation NNRTIs in the
presence of this mutation is therefore not recommended.
V106A leads to a 30-fold increase in nevirapine resistance and intermediate efavirenz resistance. In
contrast to subtype B viruses, the mutation V106M is more frequent in subtype C viruses. V106M is
associated with high-level resistance not only to nevirapine but also to efavirenz (Grossman 2004).
A98G (which occurs more frequently in subtype C viruses), K101E and V108 lead to low-grade
resistance to all available NNRTIs. Intermediate resistance to efavirenz and delavirdine and
low-grade resistance to nevirapine result from the L101I mutation. Y181C/I causes a 30-fold increase
in nevirapine resistance, and response to efavirenz is only temporary. G190A is associated with a
high degree of nevirapine resistance and an intermediate resistance to efavirenz and delavirdine.
G190S and Y188C/L/H are mutations that result in a high degree of nevirapine and efavirenz
resistance (Shafer 2002b, De Mendoza 2002).
PIs
The spectrum of PI mutations is very large. Although there is a moderate to high degree of
cross-resistance between PIs, the primary mutations are relatively specific for the individual
drugs. If treatment is changed early on to another PI combination, i.e. before the accumulation of
several mutations, the subsequent regimen may still be successful.
First generation PIs
Most data on primary mutations selected for first in the presence of a PI, are derived from studies
using unboosted PIs. In studies evaluating first-line triple therapy with boosted lopinavir,
fosamprenavir or saquinavir, no patient with virological failure developed detectable major PI
mutations, and the incidence of minor mutations was low (Gulick 2004, DeJesus 2004, Anaworanich
2005). Development of primary PI resistance in patients failing boosted PI therapy - even PI
monotherapy- is rare (Conradie 2004, Friend 2004, Lanier 2003, Coakley 2005b).
Saquinavir: G48V mainly emerges under unboosted saquinavir and leads to a 10-fold decrease in the
susceptibility to saquinavir - in combination with L90M it results in a high degree (over 100-fold)
of decreased susceptibility to saquinavir (Jakobson 1995). Yet generally, any 4 mutations out of
L10I/R/V, G48V, I54V/L, A71V/T, V77A, V82A, I84V and L90M, are required to reduce the efficacy of
RTV-boosted saquinavir (Valer 2002). Marcelin et al. (2005) re-evaluated the genotypic
interpretation of saquinavir resistance in a retrospective analysis of 138 PI-experienced patients.
In this retrospective study the mutations 10F/I/M/R/V, 15A/V, 20I/M/R/T, 24I, 62V, 73ST, 82A/F/S/T,
84V, and 90M were identified as those most strongly associated with virological response. The
presence of 3 to 4 mutations was associated with a reduced response to boosted saquinavir in the 138
PI-experienced patients, (Marcelin 2005).
Nelfinavir (in several countries no longer): The typical nelfinavir-specific resistance profile,
with the D30N primary mutation and further secondary mutations, results in only a low degree of
cross-resistance to other PIs (Larder 1999a). Virological failure on nelfinavir can also be
associated with the emergence of L90M (Craig 1999). In subtype B viruses, treatment with nelfinavir
generally leads to the emergence of D30N or M46I plus N88S. In subtype C, G and AE viruses, however,
the mutations L90M and I84V occur more frequently.
One reason for these different resistance pathways is the prevalence of natural polymorphisms:
whereas the polymorphism M36I is present in only 30 % of subtype B viruses, M36I is present in 70 -
100 % of non-B subtypes. For subtypes C or G primary resistance pathways are 82I/V + 63P + 36I/V or
82I + 63P + 36I + 20I, for subtype F resistance pathways are 88S or 82A + 54V (Gonzales 2004,
Grossman 2004b, Sugiura 2002, Snoeck 2006).
A comparison between the replicative capacities of a virus with a single protease mutation (D30N or
L90M) and that of the wild-type virus, demonstrated a significant loss of viral fitness in the
presence of the D30N mutation selected by nelfinavir. In contrast, the L90M mutation only leads to a
moderate reduction in the replicative capacity, which can be compensated for by the frequently
occurring L63P polymorphism. Conversely, the L63P mutation hardly influences the reduced replicative
capacity of D30N mutants (Martines 1999).
Unboosted indinavir and/or ritonavir mainly selected for the major mutation V82A(T/F/S), which in
combination with other mutations led to cross-resistance to other PIs (Shafer 2002c). Mutants that
frequently developed under indinavir, harboring M46I, L63P, V82T, I84V or L10R, M46I, L63P, V82T,
I84V, were just as fit as the wild-type virus.
Fos-/Amprenavir: In the course of failing treatment with unboosted amprenavir or fosamprenavir, the
following mutations have been selected: I54L/M, I50V or V32I plus I47V - often together with the
mutation M46I. In a small study, the corresponding virus isolates showed full susceptibility to
saquinavir and lopinavir (Chapman 2004, Ross 2003).
Researchers working on a small study with 49 PI-experienced patients who were switched to boosted
amprenavir, developed an algorithm that also included resistance mutations at positions 35, 41, 63
and 82 (Marcelin 2003, Table 4).
The Zephir study evaluated virological response to boosted fosamprenavir in 121 patients. In the
presence of less than three mutations out of L10I/F/R/V, L33F, M36I, M46I/L, I54L/M/T/V, I62V, L63P,
A71I/L/V/T, G73A/C/F/T, V82A/F/S/T, I84V and L90M, viral load reduction at week 12 was 2.4 log in
comparision to only 0.09 log if 4 or more mutations were present. Viral load was < 400 copies/ml in
= 80 % of patients with = 3 mutations, 35 - 45 % of patients with 4-7 mutations and 10 % of patients
with = 8 mutations, respectively (Pellegrin 2005).
In a smaller cohort of 63 patients, the mutations L10F/I/V, L33F, M46I/L, I47V, I54L/M/V/A/T/S,
A71V, G73S/A/C/T, V82A/F/C/G, and L90M were associated with reduced virological response to boosted
fosamprenavir. The most relevant mutations were I54L/M/V/A/T/S, V82A/F/C/G, and L90M: In case of two
mutations reduced response was likely, in case of three mutations resistance was observed. N88S/D
was associated with improved response (Masquelier 2006).
The response to lopinavir in PI-experienced patients correlates with the number of any of the
following mutations: L10F/I/R/V, K20M/R, L24I, M46I/L, F53L, I54L/T/V, L63P, A71I/L/T/V, V82A/F/T,
I84V, and L90M Five mutations or less result in an increase in the IC50 by a median factor of 2.7,
with 6-7 mutations this factor is 13.5, and with at least 8 mutations it is 44 (Kempf 2000, Kempf
2001).
In studies where boosted lopinavir is part of a first-line regimen, no primary PI-mutations have
been observed to date. Very few case reports of primary lopinavir resistance have been published. In
one patient, virological failure was associated with the occurrence of V82A followed by the
mutations V32I, M46M/I and I47A. Phenotyping resulted in high-grade lopinavir resistance.
Susceptibility to other PIs, especially saquinavir, was not affected (Friend 2004, Parkin 2004). In
a second case, with some pre-existing polymorphisms (M36I, L63P and I93L), the mutations 54V and
V82A, followed by L33F, were selected (Conradie 2004).
A different algorithm to predict lopinavir resistance also includes mutations at novel amino acid
positions. Viruses with any 7 mutations out of L10F/I, K20I/M, M46I/L, G48V, I50V, I54A/M/S/T/V,
L63T, V82A/F/S, G16E, V32I, L33F, E34Q, K43T, I47V, G48M/V, Q58E, G73T, T74S, and L89I/M display
approximately a 10-fold increase in IC50. Mutations at positions 50, 54 and 82 particularly affect
the phenotypic resistance (Parkin 2003, Jimenez 2005).
In-vivo selection of lopinavir resistance was described in 54 PI-experienced patients failing
treatment with boosted lopinavir. Mutations at positions 82, 54 and 46 frequently emerged. Mutations
such as L33F, I50V or V32I together with I47V/I were selected less frequently. New mutations at
positions 84, 90 and 71 were not observed (Mo 2005).
I47A, which has rarely been observed since lopinavir has become available, reduces the binding
affinity to lopinavir and results in an 86- to > 110-fold loss in sensitivity. In contrast, I47A
leads to saquinavir hypersusceptibility due to an enhanced binding affinity to saquinavir (Kagan
2005).
A German team reported that even with 5-10 PI-mutations, which normally confer broad PI
cross-resistance, resensitization is possible. The mutation L76V, which is primarily selected for by
lopinavir and rarely by amprenavir, is associated with resistance to lopinavir,,(fos-)amprenavir and
darunavir, but can lead to resensitization to atazanavir, saquinavir and tipranavir (Müller 2004, De
Meyer 2006b).
The resistance profile of atazanavir, an aza-peptidomimetic PI, partly differs to that of other PIs.
In patients, in whom first-line treatment with atazanavir failed, the mutation I50L - often combined
with A71V, K45R, and/or G73S - was primarily observed. On the one hand, I50L leads to a loss of
sensitivity to atazanavir; on the other hand, I50L leads to an increased susceptibility to other
currently approved PIs. Mutants harboring I50L plus A71V showed a 2- to 9-fold increase in the
binding affinity to the HIV protease. Even in the presence of other major and minor PI mutations,
I50L can increase susceptibility to other PIs (Colonno 2002, Colonno 2004a, Weinheimer 2005,
Yanchunas 2005). In PI-experienced patients, the I50L mutation was selected for in only one third of
patients failing atazanavir (Colonno 2004b).
In PI-experienced patients, at least partial cross-resistance to atazanavir is probable (Snell
2003). The accumulation of PI mutations such as L10I/V/F, K20R/M/I, L24I, L33I/F/V, M36I/L/V,
M46I/L, M48V, I54V/L, L63P, A71V/T/I, G73C/S/T/A, V82A/F/S/T, L90M, and, in particular, I84V, leads
to a loss of sensitivity to atazanavir. In the expanded access program using unboosted atazanavir,
the number of the respective PI mutations correlated with the change in viral load. For unboosted
atazanavir, the threshold for resistance is generally met if 3 or 4 PI mutations are present; for
boosted atazanavir, resistance is likely with 6 or more mutations (Colonno 2004b, Gianotti 2005).
The Reyaphar resistance score which was developed by a French group, consists of the following
mutations: L10I/F/R/V, K20I/M/R, L241, M461/L, 154L/M/T/V, Q58E, L63P, A71I/L/V/T, G73A/C/F/T, V771,
V82A/F/S/T, 184V and L90M. With < 5 Reyaphar mutations, the mean viral load reduction at week 12 was
-1.4 log, with = 5 mutations it was -0.5 log, respectively (Pellegrin 2006).
A further resistance score for atazanavir includes the mutations 10F/I/V, 16E, 33I/F/V, 46I/L, 60E,
84V, 85V and 90M. In a study of 63 patients, activity of boosted atazanavir was reduced markedly in
the presence of three or more mutations (Vora 2006).
Second generation PIs
§ Tipranavir, the first non-peptidic protease inhibitor, shows good efficacy against viruses with
multiple PI mutations. Even in case of reduced susceptibility to darunavir, about half of 586 virus
samples remained susceptible to tipranavir (De Meyer 2006a).
A reduced sensitivity can be anticipated if three or more PRAMs (protease inhibitor-resistance
associated mutations) - also referred to as UPAMs (universal PI-associated mutations) - are present.
PRAMs include the following mutations: L33I/V/F, V82A/F/L/T, I84V and L90M. On the other hand, a
sufficient short term reduction in the viral load of 1.2 logs was seen after two weeks on treatment
with boosted tipranavir plus an optimized backbone in patients with at least three PRAMs, compared
to only 0.2-0.4 logs with boosted amprenavir, saquinavir or lopinavir plus an optimized backbone
(Cooper 2003, Johnson 2006, Mayers 2004).
In a pooled analysis of 291 patients in three phase II trials, the mutations, V82T, V82F and V82L,
but not L90M or V82A, were associated with tipranavir-resistance. The mutations, D30N, I50V and
N88D, were associated with an increased susceptibility for tipranavir (Kohlbrenner 2004).
In pooled data analyses of phase II and III studies, a tipranavir mutation score was developed
including 21 mutations at 16 positions (I10V, I13V, K20M/R/V, L33F, E35G, M36I, N43T, I47V,
I54A/M/V, Q58E, H69K, T74P, V82L/T, N83D and I84V). Regression analyses showed that per increase of
one in the mutation score, virological response was decreased by 0.16 log. The presence of 4 to 7
mutations led to a moderately reduced tipranavir response. The accumulation of 8 or more mutations
was predictive for tipranavir failure (Baxter 2006).
In vitro, L33F and I84V were the first mutations that were selected for by tipranavir, but the
respective loss in sensitivity was only two-fold. At the end of the selection experiments, virus
isolates with 10 mutations (L10F, I13V, V32I, L33F, M36I, K45I, I54V, A71V, V82L, I84V) and
sensitivity reduced by 87-fold, were observed (Doyon 2005). Similar resistance mutations were also
found in clinical isolates of tipranavir-treated patients (L10F, I13V, K20M/R/V, L33F, E35G, M36I,
K43T, M46L, I47V, I54A/M/V, Q58E, H69K, T74P, V82L/T, N83D, I84V) (Croom 2005).
Darunavir, a non-peptidic protease inhibitor, shows good activity, both in vitro and in vivo,
against a broad spectrum of PI-resistant viruses. In vitro, resistance emerged more slowly against
TMC 114 than against nelfinavir, amprenavir or lopinavir. Resistance against TMC 114 occurred with
the mutations R41T and K70E, which were also associated with a reduction in replication capacity.
One selected virus with a 10-fold reduction in susceptibility to TMC 114 showed a < 10-fold
reduction to the current PIs (atazanavir not assessed), with the exception of saquinavir (De Meyer
2002, De Meyer 2003, De Meyer 2005).
Pooled data analyses of the clinical studies Power 1, 2 and 3 showed that the presence of specific
baseline mutations was associated with reduced virological response (i.e. V11I, V32I, L33F, I47V,
I50V, I54L/M, G73S, L76V, I84V, and L89V). The mutations V32I, L33F, I47V, I54L or L89V developed in
= 10 % of subjects into virological failures (De Béthune 2006). A preceding failure on lopinavir was
not predictive for virological outcome on TMC 114 (Koh 2003, Peters 2004). Out of 447 PI-experienced
patients with a median number of 8 PI mutations and a median of 3 major PI mutations, 30 to 47 % of
patients in the different TMC114 study arms had a viral load of < 50 copies/ml compared to only 10 %
in the control PI arm (Katlama 2005).
Eleven baseline mutations at 10 positions were associated with reduced response to darunavir in
PI-experienced patients: V11I, V32I, L33F, I47V, I50V/L, I54L/M, G73S, L76V, I84V und L89V. With at
least three or four mutations response to darunavir was poor. However, the single mutations of this
darunavir resistance score seemed to have differnt effects on darunavir susceptibility with a
relative order of I50V, followed by I54M, L76V and I84V, and then by V32I, L33F and I47V. V11I,
I54L, G73S and L89V had the smallest impact. This preliminary weighting of mutations must still be
validated.
New mutations emerging on failing darunavir were V32I, L33F, I47V, I54L and L89V. The corresponding
median fold change in IC50 for darunavir was 8.14. Tipranavir did not show an increase in IC50, the
respective median fold change was 0.82. About 50 % of virus isolates were still sensitive to
tipranavir. Vice versa, in more than 50 % of isolates with reduced tipranavir susceptibility,
sensitivity to darunavir was observed (De Meyer 2006a, De Meyer 2006b, Johnson 2006, Prezista US
Product Information 2006).
Fusion inhibitors
This section focuses on enfuvirtide (T-20) resistance. The gp41 genome has positions of high
variability and highly conserved regions. There seems to be no differences between B and non-B
subtypes. Polymorphic sites are observed in all regions of gp41. The heptad repeat 2 (HR2) region
has the highest variability. Primary T-20 resistance is a rare phenomenon (Wiese 2005).
Loss of efficacy is generally accompanied by the appearance of mutations at the T-20 binding site,
which is the heptad repeat 1 (HR1) region of gp41. In particular, mutations at positions 36 to 45
emerge, most frequently with substitutions at positions 36, 38, 40, 42, 43 and 45 (e.g. G36D/E/S,
38A/M/E, Q40H/K/P/R/T, N42T/D/S, N43D/K, or L45M/L).
The IC50fold change, which ranges from £ 10 to several hundred, depends on the position of the
mutation and the substitution of the amino acid. The decrease in susceptibility is higher for double
mutations than for a single mutation. For double mutations such as G36S+L44M, N42T+N43K, N42T+N43S
or Q40H+L45M, a fold-change of > 250 has been observed. Additional mutations in HR2 and envelope
regions also contribute to T-20 resistance (Sista 2004, Mink 2005). In clinical isolates with G36D
as a single mutation, a 4- to 450-fold decrease in susceptibility was found. In the isolate showing
a 450-fold decrease in susceptibility, a heterozygote change at position 126 in HR2 was observed
(N/K).
In a small study, 6 out of 17 patients with virological failure additionally developed the mutation
S138A in the HR2 region of gp41 - mostly combined with a mutation at position 43 in the HR1 region
and a range of HR2 sequence changes at polymorphic sites (Xu 2004).
The replication capacity (RC) in the presence of HR1 mutations is markedly reduced when compared to
wild-type virus with a relative order of RC wild type > N42T > V38A > N42T, N43K » N42T, N43S >
V38A, N42D » V38A, N42T (Lu 2004). Viral fitness und T-20 susceptibility are inversely correlated
(r=0.99, p < 0.001) (Lu 2004).
New drugs
The following chapter describes the resistance profiles of several newly developed antiretroviral
drugs.
· Etravirine (TMC125), a second generation NNRTI, is effective against viruses with NNRTI mutations
such as L100I, K103N, Y188L and/or G190A/S.
In a study on 25 virus isolates with one or two NNRTI-associated mutations, etravirine was still
active in 18 isolates with only a small change in IC50 (less than 4-fold). A more than 10-fold
increase in IC50 was observed in only 3 virus isolates. The corresponding resistance profile noted
in one case was the combination L100I+K103N, and in the two other cases the single mutations Y181I
and F227C. However, the prevalence of these mutations is small; 3 % for L100I+K103N and = 0.5 % for
Y181I and F227C (Andries 2004). Etravirine has a higher genetic barrier than other NNRTIs due to its
flexible binding to the reverse transcriptase. High-grade resistance is observed only with multiple
mutations. After several in-vitro passages the dominant virus population showed the RT mutation
V179F (a new variant at this position) and Y181C. Further mutations that were selected for in vitro
were L100I, E138K, Y188H, G190E, M230L, M230L and V179I (Brillant 2004, Vingerhoets 2005).
In a placebo-controlled study with etravirine, virological outcome was - adjusted for other NNRTI
mutations and the use of T-20 - comparable with or without K103N. The mutation Y181C was related to
reduced virological response (Vingerhoets 2006).
In patients with documented NNRTI resistance and at least three primary PI mutations, virological
response to etravirine plus optimized backbone decreased with the number of NNRTI mutations. In
patients without NNRTI mutations at baseline, the mean viral load reduction at week 48 was 1.67 log
in the 800 mg study arm. With one, two or three mutations viral load reductions were 1.38, 0.90 and
0.54 logs (Cohen 2006).
In the Duet trials, 13 TMC125 resistance associated mutations (RAMs) were identified: V90I, A98G,
L100I, K101E/P, V106I, V179D/F, Y181C/I/V, G190A/S. In the presence of 0-2 TMC125 RAMs virological
response was not compromised, but with three or more RAMs, virological response was markedly reduced
(Mills 2007, Katlama 2007).
· TMC278 (Rilpivirin), another second generation NNRTI, also has a unique profile of activity
against NNRTI-resistant viruses and displays a high genetic barrier comparable to that of TMC125
(Goebel 2005, De Béthune 2005).
· CCR5 antagonists: On failing therapy with maraviroc or vicriviroc amino acid changes in the V3
loop of the HIV-1 envelope glycoprotein gp120 were observed, but the pattern of amino acid changes
was different between patients. Plateaus in maximal percentage inhibition were identified as a
phenotypic marker of maraviroc resistance. In contrast, shifts in IC50 were not identified as a
common phenotypic marker of maraviroc resistance. These findings are consistent with the use by
maraviroc resistant HIV variants of both free CCR5 molecules and those occupied by maraviroc. In
some cases a shift from CCR5- to CXCR4-tropic virus was observed. However, also in the controls arm
several co-receptor shifts occurred. Genotypic and phenotypic evaluations of maraviroc failures
still deserve further examination (Landovitz 2006, Greaves 2006, Mori 2007).
· Integrase inhibitors: Genotypic analysis of patients with failing first-line therapy with
raltegravir, tenofovir and lamivudine indicated two cases with the signature mutation N155H, in one
of two along with additional integrase resistance mutations. Some patients failed while harbouring
only a 3TC mutation (Markowitz 2007). In treatment experienced patients raltegravir failure was
generally associated with one of two genetic pathways: N155H or Q148K/R/H. Secondary mutations
commonly observed with N155H included V151I, T97A, G163R, L74M and E92Q. Viruses that evolved
resistance via the Q148H/R/K pathway tended to select E138K and G140S/A. Another pathway involved in
raltegravir resistance is Y143R/C together with L74A/I, E92Q, T97A, I203M, and S230R (Cooper 2007,
Steigbigel 2007, Hazuda 2007).
The emergence of subsequent mutations in addition to the signature mutations N155H or Q148K/R/H
leads to an increase in resistance. Both pathways also confer resistance to elvitegravir. The most
frequent mutations that emerged under elvitegravir were E92Q, E138K, Q148R/H/K, and N155H. There is
high grade cross resistance between raltegravir and elvitegravir in the presence of Q148H/R+G140S
(Mc Coll 2007, DeJesus 2007)
Summary
In countries with access to antiretroviral treatment primary resistance mutations are observed in
=10°% of treatment naïve patients. With the aid of HIV resistance tests prior to initiation of
antiretroviral treatment, virological response rates can be improved. Virological rebound occurs
primarily due to the emergence of resistant HIV variants. In case of virological failure, subsequent
treatment decisions should always be guided by resistance testing.
Pharmaco-economic studies have shown that these tests are cost-effective both in
treatment-experienced and in ART-naïve patients (Sax 2005, Corzillius 2004, Weinstein 2001).For
several years, national and international HIV treatment guidelines have recommended the use of
resistance testing. With some delay, the costs for resistance testing prior to ART initiation and in
case of virological failure are covered by public health insurances in several countries.
Currently, both genotypic and phenotypic tests show good intra- and inter-assay reliability.
However, the interpretation of genotypic resistance profiles has become very complex and requires
constant updating of the guidelines. New antiretrovirals such as CCR5 antagonists or integrase
inhibitors must be implemented in resistance evaluation. The determination of the thresholds
associated with clinically relevant phenotypic drug resistance is crucial for the effective use of
(virtual) phenotypic testing.
Even if treatment failure requires the consideration of other causal factors, such as compliance of
the patient, metabolism of drugs and drug levels, resistance testing is of great importance in
optimizing antiretroviral therapy.
Finally, it needs to be emphasized that - even with the benefit of well-interpreted resistance tests
- only experienced HIV practitioners should start, stop or change antiretroviral therapy always
taking into consideration the clinical situation and the psychosocial context of the patient.
Resistance tables
Table 1: Mutations on the reverse transcriptase gene leading to NRTI resistance (adapted from the
rules of the Drug Resistance Mutations Group of the International AIDS Society-USA (Johnson 2006)
and the ANRS - AC 11 Groupe Resistance (2006), and respective literature)
RTI Resistance mutations
Zidovudine T215 Y/F (esp. with other TAMs)
= 3 of the following mutations: M41L, D67N, K70R, L210W, K219Q/E
Q151M (esp. with A62V/F77L/F116Y)
T69SSX (insertion)*
Stavudine V75M/S/A/T
T215Y/F (usually in combination with other TAMs)
= 3 TAMs*
Q151M (esp. with A62V/F77L/F116Y)
T69SSX (insertion)*
Abacavir = (4-) 5 of the following mutations M41L, D67N, L74V, M184V, L210W T215Y/F
K65R+L74V+115F+ M184V
Q151M (esp. with A62V/F77L/F116Y)
T69SSX (insertion)*
K65R (resistance possible)
Lamivudine M184V/I
T69SSX (insertion)*
K65R (resistance possible)
Emtricitabine M184V/I
T69SSX (insertion)*
K65R (resistance possible)
Didanosine L74V, esp. with T69D/N or TAMs
Q151M (esp. with A62V/F77L/F116Y)
T69SSX (insertion)*
K65R (partial resistance, esp. with T69D/N)
T215Y/F and = 2 of the following mutations: M41L, D67N, K70R, L210W, K219Q/E
Tenofovir DF T69SSX (insertion)*
= 3 TAMs with M41L or L210W (in some cases only partial resistance)
(= 3 -) 6 of the following mutations: M41L, E44D, D67N, T69D/N/S, L74V, L210W, T215Y/F
K65R (partial resistance)
TAMs = thymidine analog mutations
* T69SSX in combination with T215Y/F and other TAMs leads to a high degree of resistance to all
NRTIs and tenofovir
Table 2: Mutations on the reverse transcriptase gene leading to NNRTI resistance resistance (adapted
from the rules of the Drug Resistance Mutations Group of the International AIDS Society-USA (Johnson
2006) and the ANRS - AC 11 Groupe Resistance (2006), and respective literature)
Mutations associated with a high degree of resistance in bold font.
NNRTIs Resistance mutations
Efavirenz L100l
K101E
K103N(H/S/T)
V106M
V108I (with other NNRTI mutations)
Y181C(I)
Y188L(C)
G190S/A (C/E/Q/T/V)
P225H (with other NNRTI mutations)
M230L
Nevirapine A98G
L100l
K101E
K103N (H/S/T)
V106A/M
V108I
Y181C/I
Y188C/L/H
G190A/S (C/E/Q/T/V)
M230L
TMC125 (Etravirine) =3 of the following mutations: V90I, A98G, L100I, K101E/P, V106I, V179D/F,
Y181C/I/V, G190A/S.
L100I+K103N
F227C
Table 3: (adapted from the rules of the Drug Resistance Mutations Group of the International AIDS
Society-USA (Johnson 2006) and the ANRS - AC 11 Groupe Resistance (2006), and respective literature)
Pis Relevant resistance mutations and patterns Further mutations associated with resistance
Indinavir M46l/L
V82A/F/S/T
l84A/V
when boosted with rito-navir, several mutations are required for a relevant loss of sensitivity
L10I/V/F, K20R/M/I, L24I, V32I, M36I, I54V/L/M/T, A71V/T, G73S/A, V77I and L90M
= 2 PRAMs*
Saquinavir/ Ritonavir (1000/100 mg BID) = 4 of the following mutations: L10I/ R/V, G48V, I54V/L,
A71V/T, V77I, V82A, I84V and L90M
or = 3-4 of:
L10F/I/M/R/V, I15A/V, K20I/M/R/T, L24I, I62V, G73ST, 82A/F/S/T, I84V and L90M
= 2 PRAMs*
Nelfinavir D30N
l84A/V
N88S/D
L90M V82A/F/S/T and at least 2 of the following mutations: L10I, M36I, M46l/L, I54V/L/M/T,
A71V/T, V77I
= 2 PRAMs*
Fosamprenavir
I50V (esp. with M46I/L)
V32I plus I47V
I54L/M
I84V
Fosamprenavir/ Ritonavir (700/100 mg BID) or Amprenavir/ Ritonavir
(600/100 mg BID) = 6 of the following mutations: L10F/I/V, K20M/R, E35D, R41K, I54V/L/M, L63P,
V82A/F/T/S, I84V
V32I plus I47V
or = 3 mutations of: L10I/F/R/V, L33F, M36I, M46I/L, I54L/M/T/V, I62V, L63P, A71I/L/V/T, G73A/C/F/T,
V82A/F/S/T, I84V and L90M G73S
Lopinavir/
Ritonavir = 8 of the following mutations: L10F/I/R/V, K20M/R, L24l, V32I, L33F, M46l/L, I47V/A,
I50V, F53L, l54L/T/V, L63P, A71l/L/V/T, G73S, V82A/F/T, l84V, L90M
L76V together with further P mutations
I47V 5-7 of the following mutations: L10F/I/R/V, K20M/R, L24l, V32I, L33F, M46l/L, I47V/A, I50V,
F53L, l54L/T/V, L63P, A71l/L/V/T, G73S, V82A/F/T, l84V, L90M
= 2 PRAMs*
Atazanavir
and
Atazavir/Ritonavir (300/100 mg QD) I50L - frequently in combination with A71V -
= 3-4 of the following mutations for unboosted atazanavir
and = 6 of the following mutations for boosted atazanavir:
L10I/V/F, K20R/M/I, L24I, L33I/F/V, M36I/L/V, M46I/L, M48V, I54V/L, L63P, A71V/T/I, G73C/S/T/A,
V82A/F/S/T, I84V and L90M
or =5 mutations of:
L10I/F/R/V, K20I/M/R, L24I, M461/L, I54L/M/T/V, Q58E, L63P, A71I/L/V/T, G73A/C/F/T, V771,
V82A/F/S/T, 184V and L90M N88S
= 2 PRAMs*
Tipranavir/Ritonavir = 3 PRAMs*
= 8 of the following mutations:
I10V, I13V, K20M/R/V, L33F, E35G, M36I, N43T, I47V, I54A/M/V, Q58E, H69K, T74P, V82L/T, N83D, and
I84V L10I/V, K20M/L/T, M46I, I54V, V82A/F/L/T
4-7 of the following mutations: I10V, I13V, K20M/R/V, L33F, E35G, M36I, N43T, I47V, I54A/M/V, Q58E,
H69K, T73P, V82L/T, N83D und I84V
Darunavir/Ritonavir = 4 of the following mutations:
V11I, V32I, L33F, I47V, I50V, I54L/M, G73S, L76V, I84V, L89V 3 of the following mutations:
V11I, V32I, L33F, I47V, I50V, I54L/M, G73S, L76V, I84V, L89V
*PRAMs (protease inhibitor resistance associated mutations) include the following mutations:
L33I/F/V, V82A/F/S/T, I84V and L90M. They lead to high PI cross-resistance.
Table 4: Mutations on the env (gp41) gene leading to T-20 resistance resistance (adapted from the
rules of the Drug Resistance Mutations Group of the International AIDS Society-USA (Johnson 2006)
and the ANRS - AC 11 Groupe Resistance (2006), and respective literature)
Fusion inhibitors Resistance mutations
T-20 G36A/D/E/S/V
38A/M/E/K/V
Q40H/K/P/R/T
N42T/D/S
N43D/K/H/S
N42T+N43S
N42T+N43K
G36S+L44M
L44M
L45M/L/Q
The reduction in susceptibility is generally higher for double mutations than for single mutations.
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